Senior Director - IT Audit - Finra - Rockville, MD
Responsible for delivery of a significant portion of a comprehensive audit plan and supporting activities that provide independent, objective assurance and… $144,500 a yearFrom Finra - Tue, 24 Oct 2023...
View ArticleAssociate Principal Investigator, Enforcement - Finra - Rockville, MD
Develop a complete and accurate factual record with input from managers. FINRA’s Department of Enforcement (Enforcement) is tasked with investigating potential… $84,500 a yearFrom Finra - Mon, 04 Dec...
View ArticleMembership Application Program Analyst - Member Supervision - Finra -...
The Examiner possesses a competent level of knowledge of relevant rules, regulations, guidelines and industry practices. Extended hours are frequently required. $67,000 a yearFrom Finra - Mon, 18 Dec...
View ArticleProgram Manager, Business Continuity Program - Finra - Rockville, MD
Serves as primary point of contact and oversees Business Continuity Program (BCP) plan development across the FINRA enterprise. Time Off and Paid Leave*. $89,400 a yearFrom Finra - Mon, 18 Dec 2023...
View ArticleAccommodations Manager - Finra - New York, NY
Advise managers and employees on the interaction of the ADA and various related leave entitlements. The Accommodations Manager is responsible for planning,… $89,400 a yearFrom Finra - Fri, 22 Dec 2023...
View ArticleProduct Manager - Finra - Rockville, MD
Employees may only maintain securities accounts that must be disclosed to FINRA at one or more securities firms that provide an electronic feed (e-feed) of data… $89,400 a yearFrom Finra - Fri, 06 Oct...
View ArticleSenior Employee Relations Manager - Finra - Rockville, MD
Employees may only maintain securities accounts that must be disclosed to FINRA at one or more securities firms that provide an electronic feed (e-feed) of data…From Finra - Fri, 22 Dec 2023 23:19:52...
View ArticlePrincipal Litigation Counsel, Enforcement - Finra - New York, NY
Conduct litigation consults, including consulting with staff and managers on charging issues, legal theories, litigation strategy, pleading style, evidentiary…From Finra - Mon, 20 Nov 2023 17:21:06 GMT...
View ArticleAssociate Director, Data Scientist - Finra - New York, NY
Lead and manage projects by working closely with PMO, engineering managers, model validation team to ensure a collaborative and smooth research and production…From Finra - Wed, 06 Dec 2023 17:19:37 GMT...
View ArticleRegulatory Crypto Specialist Principal, MAP - Finra - New York, NY
Serve as a proxy for an examination manager in meetings on firms and/or examinations. The Regulatory Principal has demonstrated an expert level of competence in…From Finra - Wed, 03 Jan 2024 23:19:40...
View ArticlePrincipal Analyst, Financial Disclosure & Trading - Finra - Washington, DC
Employees may only maintain securities accounts that must be disclosed to FINRA at one or more securities firms that provide an electronic feed (e-feed) of data… $89,400 a yearFrom Finra - Thu, 18 Jan...
View ArticlePrincipal Analyst - Risk Monitoring - Finra - Boston, MA
Employees may only maintain securities accounts that must be disclosed to FINRA at one or more securities firms that provide an electronic feed (e-feed) of data…From Finra - Wed, 29 Nov 2023 17:24:15...
View ArticlePrincipal Analyst, Risk Monitoring - ALL FINRA Locations - Finra - Boston, MA
Employees may only maintain securities accounts that must be disclosed to FINRA at one or more securities firms that provide an electronic feed (e-feed) of data…From Finra - Thu, 18 Jan 2024 23:19:46...
View ArticleDirector, Enforcement - Finra - Rockville, MD
Employees may only maintain securities accounts that must be disclosed to FINRA at one or more securities firms that provide an electronic feed (e-feed) of data… $123,000 a yearFrom Finra - Wed, 17 Jan...
View ArticleSenior Director, Software Assurance Engineering - Finra - Rockville, MD
Employees may only maintain securities accounts that must be disclosed to FINRA at one or more securities firms that provide an electronic feed (e-feed) of data… $144,500 a yearFrom Finra - Fri, 19 Jan...
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