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Assist Examination Directors and Examination Managers. Securities firms that provide an electronic feed (e-feed) of data to FINRA, and....
From Finra - Thu, 20 Jul 2017 19:09:56 GMT - View all New York, NY jobs

Takes leadership role in drafting and implementing regulatory plans under the direction of senior managers by coordinating staff to accomplish goals....
From Finra - Thu, 11 May 2017 19:12:45 GMT - View all Rockville, MD jobs

In partnership with senior managers, responsible for the budgeting, recruitment, training, and development of staff pursuant to regulatory and business plans....
From Finra - Wed, 02 Aug 2017 12:47:20 GMT - View all Rockville, MD jobs

In partnership with senior managers, responsible for the budgeting, recruitment, training, and development of staff pursuant to regulatory and business plans....
From Finra - Wed, 09 Aug 2017 18:55:39 GMT - View all Rockville, MD jobs

In partnership with senior managers, responsible for the budgeting, recruitment, training, and development of staff pursuant to regulatory and business plans....
From Finra - Wed, 09 Aug 2017 18:55:44 GMT - View all Rockville, MD jobs

Evaluate examination teams and acts as a liaison with Examination Managers and office staff. Employees may only maintain securities accounts that must be...
From Finra - Wed, 09 Aug 2017 18:55:45 GMT - View all Chicago, IL jobs

Provide input on the strategic direction for curriculum design to manager, ensuring learning objectives and delivery methods are appropriate for the topics and...
From Finra - Thu, 17 Aug 2017 15:09:05 GMT - View all Rockville, MD jobs

Senior Technology Manager. The Senior Technology Manager is generally autonomous in their oversight and active management for complex Technology project(s)....
From Finra - Fri, 25 Aug 2017 15:16:56 GMT - View all Rockville, MD jobs

Support Exam Managers in conducting reviews of other examiner work product. Firms that provide an electronic feed (e-feed) of data to FINRA, and must move....
From Finra - Wed, 30 Aug 2017 22:35:38 GMT - View all Boca Raton, FL jobs

Collaboration with examination staff, managers and other departments to. Employees may only maintain securities accounts that must be disclosed to FINRA at one...
From Finra - Wed, 30 Aug 2017 22:35:39 GMT - View all Boston, MA jobs

Takes leadership role in drafting and implementing regulatory plans under the direction of senior managers by coordinating staff to accomplish goals....
From Finra - Wed, 06 Sep 2017 00:51:40 GMT - View all Rockville, MD jobs

Securities firms that provide an electronic feed (e-feed) of data to FINRA, and. Participates in special projects at the request of their manager or the Chief...
From Finra - Sat, 09 Sep 2017 00:54:35 GMT - View all Washington, DC jobs

Assist Senior Manager, as needed, with the preparation of unit statistics. Securities firms that provide an electronic feed (e-feed) of data to FINRA, and....
From Finra - Tue, 19 Sep 2017 22:56:31 GMT - View all Rockville, MD jobs

Assist Information Manager in offsite record storage and destruction. Employees may only maintain securities accounts that must be disclosed to FINRA at one or...
From Finra - Thu, 21 Sep 2017 16:57:48 GMT - View all Rockville, MD jobs

Evaluate examination teams and acts as a liaison with Examination Managers and office staff. Employees may only maintain securities accounts that must be...
From Finra - Fri, 22 Sep 2017 16:58:13 GMT - View all Chicago, IL jobs

The Manager will support senior management in the overall administration and the discharge of responsibilities of the Insider Trading Surveillance Section....
From Finra - Tue, 26 Sep 2017 23:00:50 GMT - View all Chicago, IL jobs

As needed, assist OHO’s Office Manager with processing Hearing Panelists’ expense reimbursement requests. Perform special projects as assigned by the Chief...
From Finra - Tue, 03 Oct 2017 18:44:27 GMT - View all United States jobs

Provide input on the strategic direction for curriculum design to manager, ensuring learning objectives and delivery methods are appropriate for the topics and...
From Finra - Sat, 07 Oct 2017 00:46:06 GMT - View all Rockville, MD jobs

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