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Application Manager - Member Regulation, Membership Application Program - New York, NY - Finra - New York, NY

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The Application Manager supervises the membership application process relating to matters filed with FINRA, which includes new and continuing membership...
From Finra - Sun, 04 Jun 2017 06:50:34 GMT - View all New York, NY jobs

Senior Compliance Analyst - Advisory & Communications, Office of General Counsel - Washington, DC - Finra - Washington, DC

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Respectfully and effectively communicates with FINRA employees and managers on sensitive matters. Position entails extensive telephonic and written...
From Finra - Thu, 06 Apr 2017 19:08:08 GMT - View all Washington, DC jobs

Senior Vice President & Counsel - Office of Hearing Officers - Washington, DC - Finra - Washington, DC

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Work with other FINRA senior managers, as well as senior managers of organizations served under contract, to discuss and formulate changes to applicable rules...
From Finra - Thu, 13 Apr 2017 01:29:48 GMT - View all Washington, DC jobs

Manager, MMI-Treasuries - Market Regulation - Rockville, MD - Finra - Rockville, MD

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In partnership with senior managers, responsible for the budgeting, recruitment, training, and development of staff pursuant to regulatory and business plans....
From Finra - Tue, 21 Mar 2017 19:09:01 GMT - View all Rockville, MD jobs

Analyst, Office of the Ombudsman, Rockville,MD - Finra - Rockville, MD

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Onducts research for Ombudsman case managers regarding low to moderately complex cases. Securities firms that provide an electronic feed (e-feed) of data to...
From Finra - Sat, 08 Apr 2017 01:11:40 GMT - View all Rockville, MD jobs

Team Leader IV – Central Review Group - Rockville, MD - Finra - Rockville, MD

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Including the administering of performance reviews, and assists senior managers. Take a leadership role by providing input to senior level managers....
From Finra - Tue, 23 May 2017 00:44:32 GMT - View all Rockville, MD jobs

Manager - Market Regulation-Oats - Rockville, MD - Finra - Rockville, MD

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In partnership with senior managers, responsible for the budgeting, recruitment, training, and development of staff pursuant to regulatory and business plans....
From Finra - Fri, 26 May 2017 18:48:19 GMT - View all Rockville, MD jobs

Technology Manager - Technology - Rockville, MD - Contractor Conversion - Finra - Rockville, MD

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The Technology Manager is generally autonomous in their oversight and active management for Technology project(s) and most often reports directly to a Director...
From Finra - Fri, 09 Jun 2017 18:54:08 GMT - View all Rockville, MD jobs

Examiner - Market Regulation TFCE - FinOps - New York, NY - Finra - New York, NY

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Evaluate examination teams and acts as a liaison with Examination Managers and office staff. Employees may only maintain securities accounts that must be...
From Finra - Tue, 16 May 2017 19:23:38 GMT - View all New York, NY jobs

Manager - Market Regulation TFCE Equities - New York, NY - Finra - New York, NY

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1-2 or 3-4 years prior experience as a manager with direct subordinates is strongly preferred but not required....
From Finra - Thu, 18 May 2017 18:34:35 GMT - View all New York, NY jobs

Technology Manager - Technology - Rockville, MD - Contractor Conversion - Finra - Rockville, MD

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The Technology Manager is generally autonomous in their oversight and active management for Technology project(s) and most often reports directly to a Director...
From Finra - Mon, 19 Jun 2017 22:05:21 GMT - View all Rockville, MD jobs

Compliance Manager - Advisory & Communications, Office of General Counsel - Washington, DC - Finra - Washington, DC

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Compliance Manager, Advisory & Communications. Securities firms that provide an electronic feed (e-feed) of data to FINRA, and. We Work to Protect Investors....
From Finra - Wed, 21 Jun 2017 16:06:03 GMT - View all Washington, DC jobs

Manager - Market Regulation, Fixed Income Investigations - Rockville, MD - Finra - Rockville, MD

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Takes leadership role in drafting and implementing regulatory plans under the direction of senior managers by coordinating staff to accomplish goals....
From Finra - Thu, 11 May 2017 19:12:45 GMT - View all Rockville, MD jobs

HR Senior Specialist-Training - Human Rsources - Rockville, MD or New York, NY - Finra - Rockville, MD

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The position also assists with a variety of training and development projects, processes, and systems benefitting the entire FINRA population of managers and...
From Finra - Fri, 07 Jul 2017 18:55:45 GMT - View all Rockville, MD jobs

Application Manager - Member Regulation, Membership Application Program - New York, NY - Finra - New York, NY

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The Application Manager supervises the membership application process relating to matters filed with FINRA, which includes new and continuing membership...
From Finra - Sun, 04 Jun 2017 06:50:34 GMT - View all New York, NY jobs

Economist - Office of the Chief Economist - Washington, DC - Finra - Washington, DC

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Securities firms that provide an electronic feed (e-feed) of data to FINRA, and. Work with middle and senior managers across the organization to assess their...
From Finra - Wed, 12 Jul 2017 19:03:08 GMT - View all Washington, DC jobs

Manager - Market Regulation, Market Manipulation - Rockville, MD - Finra - Rockville, MD

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In partnership with senior managers, responsible for the budgeting, recruitment, training, and development of staff pursuant to regulatory and business plans....
From Finra - Fri, 07 Jul 2017 18:55:45 GMT - View all Rockville, MD jobs

Examiner, TFCE Treasuries - Market Regulation - New York, NY - Finra - New York, NY

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Your manager on exam progress. Securities firms that provide an electronic feed (e-feed) of data to FINRA, and. We Work to Protect Investors....
From Finra - Mon, 17 Jul 2017 19:06:43 GMT - View all New York, NY jobs

Compliance Analyst, Employee Disclosure Management - Office of General Counsel - Washington, DC - Contractor Conversion - Finra - Washington, DC

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Identifies and, escalates instances of unresolved delays to the Compliance Manager. Completes addition of newly disclosed employee accounts to the appropriate...
From Finra - Thu, 20 Jul 2017 19:09:43 GMT - View all Washington, DC jobs

Associate Regional Director - Dispute Resolution - Chicago, IL - Finra - Chicago, IL

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Coordinates with the Case Assistant Manager and Processing/Logistical Manager to ensure that work flow between. Acts as a back-up to these managers....
From Finra - Wed, 19 Jul 2017 19:08:37 GMT - View all Chicago, IL jobs
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