Technology Delivery Lead - Rockville, MD - Contractor Conversion - Finra - Rockville, MD

November 12, 2015, 11:30 am

≫ Next: Compliance Examiner - Member Regulation, Sales Practice - New York, NY - Finra - New York, NY

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Delivery leadership associated with the completion of high quality technical solutions under high level direction of a project manager and/or director....
From Finra - 12 Nov 2015 19:30:07 GMT - View all Rockville jobs

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Compliance Examiner - Member Regulation, Sales Practice - New York, NY - Finra - New York, NY

November 12, 2015, 11:30 am

≫ Next: Compliance Examiner - Member Regulation, Sales Practice - Chicago, IL - Finra - Chicago, IL

≪ Previous: Technology Delivery Lead - Rockville, MD - Contractor Conversion - Finra - Rockville, MD

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FINRA examiners work in a team environment, with opportunities to interact with broker-dealer and FINRA senior managers....
From Finra - 12 Nov 2015 19:30:06 GMT - View all New York jobs

Compliance Examiner - Member Regulation, Sales Practice - Chicago, IL - Finra - Chicago, IL

November 13, 2015, 11:33 am

≫ Next: Financial Operations Examiner – (Contractor) Market Regulation, Trading & Financial Compliance Examinations - Chicago, IL - Finra - Chicago, IL

≪ Previous: Compliance Examiner - Member Regulation, Sales Practice - New York, NY - Finra - New York, NY

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FINRA examiners work in a team environment, with opportunities to interact with broker-dealer and FINRA senior managers....
From Finra - 13 Nov 2015 19:33:15 GMT - View all Chicago jobs

Financial Operations Examiner – (Contractor) Market Regulation, Trading & Financial Compliance Examinations - Chicago, IL - Finra - Chicago, IL

November 16, 2015, 11:44 am

≫ Next: Regulatory Training Specialist, Business Solutions - Rockville, MD (Contractor Conversion) - Finra - Rockville, MD

≪ Previous: Compliance Examiner - Member Regulation, Sales Practice - Chicago, IL - Finra - Chicago, IL

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Evaluate examination teams and acts as a liaison with Examination Managers and office staff. Employees may only maintain securities accounts that must be...
From Finra - 16 Nov 2015 19:44:58 GMT - View all Chicago jobs

Regulatory Training Specialist, Business Solutions - Rockville, MD (Contractor Conversion) - Finra - Rockville, MD

November 16, 2015, 11:44 am

≫ Next: Associate Director, Enterprise Records - Technology - Rockville, MD - Finra - Rockville, MD

≪ Previous: Financial Operations Examiner – (Contractor) Market Regulation, Trading & Financial Compliance Examinations - Chicago, IL - Finra - Chicago, IL

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Provide input on the strategic direction for curriculum design to manager, ensuring learning objectives and delivery methods are appropriate for the topics and...
From Finra - 16 Nov 2015 19:44:57 GMT - View all Rockville jobs

Associate Director, Enterprise Records - Technology - Rockville, MD - Finra - Rockville, MD

November 16, 2015, 11:44 am

≫ Next: Examination Manager, Member Regulation Sales Practice - New Orleans/Dallas/Atlanta/Boca Raton - Finra - New Orleans, LA

≪ Previous: Regulatory Training Specialist, Business Solutions - Rockville, MD (Contractor Conversion) - Finra - Rockville, MD

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The Enterprise Records Manager serves as FINRA’s operational expert on records management issues. The Enterprise Records Manager is responsible for overseeing...
From Finra - 16 Nov 2015 19:44:58 GMT - View all Rockville jobs

Examination Manager, Member Regulation Sales Practice - New Orleans/Dallas/Atlanta/Boca Raton - Finra - New Orleans, LA

November 17, 2015, 11:46 am

≫ Next: Compliance Examiner, Member Regulation - Boca Raton, FL - Finra - Boca Raton, FL

≪ Previous: Associate Director, Enterprise Records - Technology - Rockville, MD - Finra - Rockville, MD

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Employees may only maintain securities accounts that must be disclosed to FINRA at one or more securities firms that provide an electronic feed (e-feed) of data...
From Finra - 17 Nov 2015 19:46:02 GMT - View all New Orleans jobs

Compliance Examiner, Member Regulation - Boca Raton, FL - Finra - Boca Raton, FL

November 20, 2015, 11:54 am

≫ Next: Regulatory Coordinator - Member Regulation, Sales Practice - San Franciso, CA - Finra - San Francisco, CA

≪ Previous: Examination Manager, Member Regulation Sales Practice - New Orleans/Dallas/Atlanta/Boca Raton - Finra - New Orleans, LA

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FINRA examiners work in a team environment, with opportunities to interact with broker-dealer and FINRA senior managers....
From Finra - 20 Nov 2015 19:54:11 GMT - View all Boca Raton jobs

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Regulatory Coordinator - Member Regulation, Sales Practice - San Franciso, CA - Finra - San Francisco, CA

November 24, 2015, 12:07 pm

≫ Next: Compliance Examiner - Member Regulation, Sales Practice - San Francisco, CA - Finra - San Francisco, CA

≪ Previous: Compliance Examiner, Member Regulation - Boca Raton, FL - Finra - Boca Raton, FL

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Collaborate with examination staff, managers and other departments to analyze, communicate and make recommendations with respect to regulatory intelligence....
From Finra - 24 Nov 2015 20:07:23 GMT - View all San Francisco jobs

Compliance Examiner - Member Regulation, Sales Practice - San Francisco, CA - Finra - San Francisco, CA

November 26, 2015, 12:11 am

≫ Next: Manager II - Market Regulation, Market Manipulation - Rockville, MD - Finra - Rockville, MD

≪ Previous: Regulatory Coordinator - Member Regulation, Sales Practice - San Franciso, CA - Finra - San Francisco, CA

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FINRA examiners work in a team environment, with opportunities to interact with broker-dealer and FINRA senior managers....
From Finra - 26 Nov 2015 08:11:56 GMT - View all San Francisco jobs

Manager II - Market Regulation, Market Manipulation - Rockville, MD - Finra - Rockville, MD

November 24, 2015, 12:07 pm

≫ Next: Case Administrator, Office of Hearing Officers - Washington, DC - Finra - Washington, DC

≪ Previous: Compliance Examiner - Member Regulation, Sales Practice - San Francisco, CA - Finra - San Francisco, CA

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In partnership with senior managers, responsible for the budgeting, recruitment, training, and development of staff pursuant to regulatory and business plans....
From Finra - 24 Nov 2015 20:07:24 GMT - View all Rockville jobs

Case Administrator, Office of Hearing Officers - Washington, DC - Finra - Washington, DC

November 24, 2015, 6:12 pm

≫ Next: Examination Manager - Member Regulation, Sales Practice - San Francisco, CA - Finra - San Francisco, CA

≪ Previous: Manager II - Market Regulation, Market Manipulation - Rockville, MD - Finra - Rockville, MD

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Participates in special projects at the request of their manager or the Chief Hearing Officer. Employees may only maintain securities accounts that must be...
From Finra - 25 Nov 2015 02:12:46 GMT - View all Washington jobs

Examination Manager - Member Regulation, Sales Practice - San Francisco, CA - Finra - San Francisco, CA

December 2, 2015, 6:30 am

≫ Next: Compliance Examiner - Member Regulation, Sales Practice - Boston, MA - Finra - Boston, MA

≪ Previous: Case Administrator, Office of Hearing Officers - Washington, DC - Finra - Washington, DC

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Employees may only maintain securities accounts that must be disclosed to FINRA at one or more securities firms that provide an electronic feed (e-feed) of data...
From Finra - 02 Dec 2015 14:30:47 GMT - View all San Francisco jobs

Compliance Examiner - Member Regulation, Sales Practice - Boston, MA - Finra - Boston, MA

December 4, 2015, 12:37 am

≫ Next: Compliance Examiner - Member Regulation, Sales Practice - Los Angeles, CA - Finra - Los Angeles, CA

≪ Previous: Examination Manager - Member Regulation, Sales Practice - San Francisco, CA - Finra - San Francisco, CA

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FINRA examiners work in a team environment, with opportunities to interact with broker-dealer and FINRA senior managers....
From Finra - 04 Dec 2015 08:37:00 GMT - View all Boston jobs

Compliance Examiner - Member Regulation, Sales Practice - Los Angeles, CA - Finra - Los Angeles, CA

November 30, 2015, 12:25 pm

≫ Next: Enterprise Records, Administrator III - Information Operations - Rockville, MD - Finra - Rockville, MD

≪ Previous: Compliance Examiner - Member Regulation, Sales Practice - Boston, MA - Finra - Boston, MA

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FINRA examiners work in a team environment, with opportunities to interact with broker-dealer and FINRA senior managers....
From Finra - 30 Nov 2015 20:25:11 GMT - View all Los Angeles jobs

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Enterprise Records, Administrator III - Information Operations - Rockville, MD - Finra - Rockville, MD

December 4, 2015, 12:40 pm

≫ Next: Processing/Logistical Manager - Dispute Resolution Services - New York, NY - Finra - New York, NY

≪ Previous: Compliance Examiner - Member Regulation, Sales Practice - Los Angeles, CA - Finra - Los Angeles, CA

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To Department Records Managers, managing the enterprise Records Management (RM) site, developing and presenting....
From Finra - 04 Dec 2015 20:40:51 GMT - View all Rockville jobs

Processing/Logistical Manager - Dispute Resolution Services - New York, NY - Finra - New York, NY

December 4, 2015, 12:40 pm

≫ Next: Compliance Examiner - Member Regulation, Sales Practice - Boston, MA - Finra - Boston, MA

≪ Previous: Enterprise Records, Administrator III - Information Operations - Rockville, MD - Finra - Rockville, MD

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Coordinates with Case Assistant Manager and Case. Administration Manager to address issues, potential problems and adjust procedures....
From Finra - 04 Dec 2015 20:40:51 GMT - View all New York jobs

Compliance Examiner - Member Regulation, Sales Practice - Boston, MA - Finra - Boston, MA

December 4, 2015, 12:37 am

≫ Next: Director II, International - Washington, DC - Finra - Washington, DC

≪ Previous: Processing/Logistical Manager - Dispute Resolution Services - New York, NY - Finra - New York, NY

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FINRA examiners work in a team environment, with opportunities to interact with broker-dealer and FINRA senior managers....
From Finra - 04 Dec 2015 08:37:00 GMT - View all Boston jobs

Director II, International - Washington, DC - Finra - Washington, DC

December 8, 2015, 12:49 pm

≫ Next: Director, Product Management - Technology - Rockville, MD - Contractor Conversion - Finra - Rockville, MD

≪ Previous: Compliance Examiner - Member Regulation, Sales Practice - Boston, MA - Finra - Boston, MA

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Serve as FINRA’s primary relationship manager for designated international regulators. Employees may only maintain securities accounts that must be disclosed to...
From Finra - 08 Dec 2015 20:49:59 GMT - View all Washington jobs

Director, Product Management - Technology - Rockville, MD - Contractor Conversion - Finra - Rockville, MD

December 11, 2015, 12:58 pm

≫ Next: Examination Manager - Member Regulation, Sales Practice - New York, NY - Finra - New York, NY

≪ Previous: Director II, International - Washington, DC - Finra - Washington, DC

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The Director’s job also includes managing and mentoring other product managers and business analysts. Manage multiple products, and could manage one or more...
From Finra - 11 Dec 2015 20:58:52 GMT - View all Rockville jobs